MIAX Pearl Options Disciplinary Actions
MIAX Pearl DA-2021069249708
Notice of Letter of Consent No. 2021069249708 Susquehanna Securities, LLC
April 20, 2023
MIAX Pearl DA-20190610657
Notice of Letter of Consent No. 20190610657 Jefferies LLC
November 11, 2022
MIAX Pearl DA-20180580170
Notice of Letter of Consent No. 20180580170 Global Execution Brokers, LP
November 11, 2022
MIAX Pearl DA 20190611843
Notice of Letter of Consent No. 20190611843 Dash Financial Technologies, LLC
June 23, 2022
MIAX Pearl DA 20190610611
Notice of Letter of Consent No. 20190610611 Goldman Sachs & Co. LLC
June 23, 2022
MIAX Pearl DA 20180601179
Notice of Letter of Consent No. 20180601179 Dash Financial Technologies, LLC
June 23, 2022
MIAX Pearl DA 20190629791
Notice of Letter of Consent No. 2019062979108 Susquehanna Securities, LLC
February 03, 2021
MIAX Pearl DA 2018057169610
Notice of Letter of Consent No. 2018057169610 UBS Securities, LLC
December 28, 2020